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Disclosures
Spectrum Financial, Inc. ("Spectrum Financial")
is a registered investment advisor located in Virginia Beach,
Virginia. Spectrum Financial and its representatives are
in compliance with the current filing requirements imposed
upon SEC registered investment advisors by those states
in which Spectrum Financial maintains clients.
Spectrum Financial may only transact business
in those states in which it is registered or qualifies for
an exemption or exclusion from registration requirements.
For specific disclosures on Spectrum Financial,
Inc., please visit the following pages:
Web Site Disclosure -
Cautions with respect to the information found on our web
site
Corporate
Disclosure - Facts you should know about how
Spectrum operates from our ADV disclosure filed with the
SEC. For a complete copy of the ADV, visit www.sec.gov/iard
.
Code
of Ethics - the principles under which the
people of Spectrum operate on a daily basis.
Privacy
Policy - How we safeguard information about
our clients.
Proxy Policy
- Our position with respect to voting proxies for
securities held in your account.
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