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Disclosures
Spectrum Financial, Inc. ("Spectrum Financial")
is a registered investment advisor located in Virginia Beach,
Virginia. Spectrum Financial and its representatives are
in compliance with the current filing requirements imposed
upon SEC registered investment advisors by those states
in which Spectrum Financial maintains clients.
Spectrum Financial may only transact business
in those states in which it is registered or qualifies for
an exemption or exclusion from registration requirements.
For specific disclosures on Spectrum Financial,
Inc., please visit the following pages:
Web Site Disclosure -
Cautions with respect to the information found on our web
site
Corporate
Disclosure - Facts you should know about
how Spectrum operates from our Firm
Brochure ADV Part 2 filed with
the SEC. Additional
information about Spectrum Financial, Inc. also is
available on the SEC’s website at
www.adviserinfo.sec.gov.
Code
of Ethics - the principles under which the
people of Spectrum operate on a daily basis.
Privacy
Policy - How we safeguard information about
our clients. Our
position with respect to voting proxies for securities
held in your account.
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